FUN FACT: Jon spent a year sailing on a tall ship as a teenager.
CERTIFIED FINANCIAL PLANNER (™) professional
Accredited Investment Fiduciary (™) designee
FINRA Uniform Securities State Law Examination (Series 63)
FINRA Uniform Investment Advisor Law Examination (Series 65)
FINRA General Securities Principal Examination (Series 24)
FINRA General Securities Representative (Series 7)
Life and Health Insurance License*
Investment Adviser Representative of Commonwealth Financial Network
A founding member of Oak Leaf Wealth Management, Jon is an Accredited Investment Fiduciary® designee who runs an independent practice, which allows him to makes financial recommendations that are based on the best interests of his clients. His firm specializes in Financial Planning, Retirement Planning, and Asset Allocation.
In line with his love of research, he takes an educational role with clients, making complex theories easy to understand. He helps clients define their financial goals and guides them on the path towards achieving them.
Jon has been involved in financial planning for over 30 years He was hired as one of the youngest financial advisers at American Express in Boston in 1985. He was 25. A true academic, he served as a District manager for Amex in the Boston and metro market until he started his own practice in 1998.
In his free time, he can be found playing guitar, reading on his iPad, or boxing. Jon lives in Rehoboth, Massachusetts, with his wife Julia, son Noah, and their two mini Australian Shephards Lucy and Butchie. He is very proud to be working with his daughter, Marja.
Jon Sweet is proud to have been recognized as a Leaders Level advisor for 2016—a distinction based on annual production attained by just 10 percent of advisors affiliated with Commonwealth Financial Network.
Each year, Commonwealth, the broker/dealer–RIA that helps us process investment transactions on your behalf, recognizes Leaders Level advisors by inviting them to an exclusive gathering of their peers, leading industry experts, and Commonwealth home office staff. Leaders Level advisors benefit from an intensive learning and networking experience designed to help them hone their expertise, share best practices, and provide ever-higher levels of service, education, and leadership to their clients.
* Fixed insurance products and services offered through Oak Leaf Wealth Management or CES Insurance Agency.
** FIVE STAR award is based on 10 objective eligibility and evaluation criteria, including a minimum of 5 years as an active credentialed financial professional, favorable regulatory and complaint history, accepts new clients, client retention rates, client assets administered, education, and professional designations. 476 Rhode Island wealth managers were considered for the award; 188 (40 percent of candidates) were named 2017 Five Star Wealth Managers. (The criteria provided reflects the most recent year for which advisor received the award. The criteria used, the number of wealth managers considered for the award, and the percentage of those who receive the award, may vary from year to year). These awards are not indicative of the wealth managers' future performance. Your experiences may vary. For more information, please visit www.fivestarprofessional.com.